Cftc regulation 40.6
WebPursuant to CFTC regulation §40.6(a), LCH Limited (“LCH”), a derivatives clearing organization registered with the Commodity Futures Trading Commission (the “CFTC”), … Web(1) All rules submitted for Commission approval under paragraph (a) of this section shall be deemed approved by the Commission under section 5c (c) of the Act 45 days after receipt by the Commission, or at the conclusion of such extended period as provided under paragraph (d) of this section, unless the registered entity is notified otherwise …
Cftc regulation 40.6
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WebCommodity Futures Trading Commission (“CFTC”) Regulation 40.6, The Options Clearing Corporation (“OCC”) hereby certifies a proposed change to OCC’s By-Laws and Rules to provide ... OCC had submitted a self-certification pursuant to CFTC Rule 40.6 concerning those changes, which was deemed certified as of May 20, 2024. As OCC … WebCommodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: BTNL 2024-002 - Self-Certification Pursuant to CFTC Regulation 40.6 – Rule 305(a)(xii) and Rule 504(h) Dear Mr. Kirkpatrick: Bitnomial Exchange, LLC (“Bitnomial” or the “Exchange”) hereby submits for self-certification
WebCFTC REGULATION 40.6 (A) CERTIFICATION OF AMENDMENTS TO NODAL EXCHANGE & CLEARING TRANSACTION FEE SCHEDULE – 23-005 Self-Certification Letter 23-005 Redline of the Exchange and Clearing Transaction Fee Schedule 23-005 CFTC REGULATION 40.6 (A) CERTIFICATION OF AMENDMENTS TO NODAL … Webthe Exchange. The revisions to Rule 6.2 and Rule 6.3 set forth the duties and responsibilities of market Participants engaging in electronic trading on the Exchange and provide clarity to market Participants for continued compliance with CFTC rules and the DCM Core Principles.
Web40.6(a) Rule Certification Submission Description OCC Rule Certification to Update Its Operational Loss Fee for 2024 Request Confidential Treatment Registered Entity … Web( 2) Changes that are enumerated in § 40.6 (d) (3) (ii) may be implemented without prior approval or certification or notification as permitted pursuant to § 40.6 (d) (3); ( 3) …
WebCFTC Regulation 40.6(a) Certification. Notification of Amendments to Tradition SEF, Inc. Rulebook Tradition SEF Submission No. 2024-04 Petition for Confidential Treatment
WebA registered entity shall comply with the following conditions prior to implementing any rule, other than a rule delisting or withdrawing the certification of a product with no open interest and submitted in compliance with §§ 40.6 (a) (1) - (2) and § 40.6 (a) (7), that … part 144 - procedures regarding the disclosure of information and the … § 40.6 Self-certification of rules. § 40.7 Delegations. § 40.8 Availability of public … (a) Request for approval of rules. Pursuant to Section 5c(c) of the Act, a registered … countrypolishWebRule 1001. MarketAxess SEF personnel – Trading and Misuse of Material, Non-Public Information (a) Except as provided by Rules 1001(b) and 1001(c), Officers and MarketAxess SEF employees are prohibited from buying or selling, directly or … brewers cubs game on tvWebMay 5, 2024 · Pursuant to Commodity Futures Trading Commission (“Commission” or “CFTC”) Regulation 40.6(a), Nodal Clear, LLC (“Nodal Clear” or “Clearing House”) hereby notifies the Commission that it is self-certifying amendments to the Nodal Clear Rules (collectively, the "Rule Amendments"). 1 The Rule Amendments are attached hereto. … brewers cubs march 30WebOct 27, 2024 · Pursuant to Section 5c(c)(1) of the CEA and the Commission’s Regulation 40.6(a), Nodal Clear certifies that the Rule Amendments and Fee Schedule comply with … brewers cubs game timeWeband CFTC Regulation 40.6(a), ICE Clear US, Inc. (“ICUS”) hereby notifies the Commission that it is changing the method by which clearing members are charged for collateral and cash management to be effective February 25, 2014. On December 31, 2013, the election by ICUS to become a Subpart C DCO became ... country policy information indiaWebhierarchy because the Company has filed with the CFTC (pursuant to Rule 40.6(a)) a withdrawal of its Certification for its product listings for USD LIBOR IRS: Fixed-to-Floating, EUR EURIBOR IRS: Fixed-to-Floating and GBP LIBOR IRS: Fixed-to-Floating Clarification; CFTC Regulation 45.8 brewers cubs box score for todayWebPursuant to CFTC regulation §40.6(a), LCH Limited (“LCH”), a derivatives clearing organization registered with the Commodity Futures Trading Commission (the “CFTC”), is submitting for self-certification changes to its rules to extend the maximum maturity of the following swaps currently eligible for clearing. Cur brewers cubs gameday